上海招聘

职位描述：
Be part of the APAC Compliance function and provide broad-ranging Compliance support for the Commercial Distribution Finance (CDF) business activities in China. Responsibilities include:
? Ensuring Wells Fargo FCC meets local laws and regulations applicable to CDF business in China, US legal and regulatory requirements, as well as Wells Fargo standards and requirements, including the Regulatory Compliance Risk Management program.
? Developing, implementing and maintaining an effective Regulatory Compliance and Financial Crimes Risk Management (“FCRM”) infrastructure to accommodate legal and regulatory requirements applicable to the CDF business in China and Wells Fargo policies with a view to identify, assess and mitigate Regulatory Compliance and FCRM risks.
? Providing comprehensive Regulatory Compliance and FCRM risk advisory support for current and new or modified business initiatives and in any development, integration or rationalization of CDF activities in China.
? Identifying and disseminating information concerning regulatory developments impacting Wells Fargo’s China CDF businesses, including necessary interpretation and impact assessment.
? Acting as the Compliance representative for review and approvals with respect to marketing communications for CDF activities in China.
? Implementing and administering Regulatory Compliance and FCRM risk control systems and procedures and monitoring; discussing findings or issues and enforcing remedial actions; and undertaking ad-hoc issues escalation and periodic reporting to management.
? Contributing to any Compliance-related reporting needs, as defined by APAC Compliance, APAC FCRM, and other Risk functions.
? Ensuring all relevant Compliance issues are escalated to local management, regional management and other team members, as appropriate, on a timely manner; ensuring all relevant Compliance-owned corrective actions are satisfactorily completed.
? Developing and delivering Regulatory Compliance and FCRM training to enhance awareness and knowledge of laws and regulatory requirements applicable to CDF business in China and relevant Wells Fargo policies and procedures.
? Interacting with regulators and government officials with respect to meetings, inquiries, regulatory changes, licensing, ongoing conduct and reporting requirements, and new or modified business initiatives; leading the local response to Regulatory Compliance and FCRM Risk monitoring and testing initiatives.
? Partnering in the management of internal audits and compliance review for the CDF business in China.
? Developing, modifying and maintaining local policies and procedures to ensure ongoing compliance with local or US regulatory requirements, as well as Wells Fargo standards and requirements.

Requirements:
? Relevant university degree and minimum of seven years of relevant experience in Regulatory Compliance and FCRM.
? Good knowledge of laws and regulations applicable to CDF business in other APAC jurisdictions is highly desirable.
? Good understanding of the general operation of comparable CDF entities in China, international financial markets, international trade, and the conduct of business on a cross-border basis.
? Familiarity with laws and regulations applicable to banks operated in U.S. and/or China is highly desirable.
? Good understanding of the purpose and importance of effective regulatory oversight, risk management and corporate governance.
? Experience in identifying Regulatory Compliance and FCRM Risks and advising on, promoting, developing and implementing suitable controls, policies and procedures to effectively monitor and mitigate those risks.
? Qualities of character to build and maintain strong relationships with key stakeholder groups, including senior management, Regulatory Compliance and FCRM team members, internal auditors, examiners, regulators and government officials, and ability to influence stakeholders outside immediate area of control.
? Ability to collaborate with other team members, whether within China, in the APAC region, or with U.S. stakeholders.
? Good oral, presentation and written communication skills, both in English and in Chinese. Proven experience in communicating with senior management is highly desired.
? Excellent ability to manage deadlines and deliverables.
? Experience in managing and developing teams, and providing effective leadership to motivate and inspire others in their day-to-day activities. 举报 分享

About Wells Fargo
Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $2.0 trillion in assets. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through more than 8,500 locations, 13,000 ATMs, the internet (wellsfargo.com) and mobile banking, and has offices in 42 countries and territories to support customers who conduct business in the global economy. With approximately 273,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 25 on Fortune’s 2017 rankings of America’s largest corporations. Wells Fargo’s vision is to satisfy our customers’ financial needs and help them succeed financially. News, insights and perspectives from Wells Fargo are also available at Wells Fargo Stories.
Wells Fargo Commercial Distribution Finance (CDF) is the trade name for certain commercial distribution and inventory financing services of Wells Fargo & Company (WFC) and its subsidiaries including Wells Fargo International Finance, LLC (WFIF) (collectively, CDF). WFIF is a subsidiary of WFC.

Established in 2012, Wells Fargo CDF Commercial Factoring Co., Ltd., the wholly owned enterprise of Wells Fargo Group, is the first commercial factoring company registered in Tianjin since the approval of factoring pilot zone in the city. Leveraging Wells Fargo’s expertise around the globe, also in conjunction with our understanding and dedication towards factoring industry development in China, we are committed to provide the best commercial distribution finance services to serve customer’s growth needs in China.
In partnership with Wells Fargo CDF, vendor clients can reduce DSO, minimize credit loss exposure, reduce collection resources and increase sales. Our support of the vendor clients provides significant credit and liquidity benefits to their dealer channels allowing the dealers to drive sales growth & enhance cash flow by minimizing inventory investments.
CDF provides its customers services and values beyond financing: it brings committed and knowledgeable relationship management, deep industry knowledge/expertise and best practices. Especially the best practices in fields like growth and operating efficiency, industry trends and leadership and people. Customers can not only get financing programs that suit their needs for business growth, but also series of services that are in favor of their long-term development.

Disclaimer
Wells Fargo CDF Commercial Factoring (China) Company Limited, a company duly established in the People’s Republic of China, is a subsidiary of Wells Fargo & Company. Wells Fargo CDF Commercial Factoring (China) Company Limited is not licensed or regulated by the China Banking Regulatory Commission (CBRC) as a commercial bank in the People’s Republic of China.
富国商通融商业保理有限责任公司是富国集团公司的附属公司，依法正式成立于中华人民共和国。其在中国內並非商业银行因而不受中国银行业监督管理委员会（银监会）的执照影响或监管。