上海招聘

职位描述：
Position Objective:、
To implement an effective investment compliance program on AIA China AMC, working as a second line of defense in partnership with AMC (as first line of defense) to ensure that all regulatory and compliance risk in AMC is efficiently and effectively assessed, mitigated and controlled.

Roles and Responsibilities:
1. Compliance Program / Policy / Procedure (30%)
？ Design, implement and enhance AIA China AMC’s Compliance Program whilst ensuring its alignment with business objectives and Group Investment Compliance’s strategic directions.
？ Work with key business stakeholders to implement an effective compliance risk assessment program for AIA China AMC.
？ Responsible for development of relevant investment compliance procedures according to regulatory Group Investment Compliance’s requirements.
？ Update Investment Restriction Templates (IRTs) when necessary and embed the rules into applicable trading system.
2. Partnership Management (20%)
？ Responsible for the effective communication of compliance matters in investment area including timely and accurate reporting and/or escalation of such matters in accordance with relevant reporting and escalation protocols.
？ Work with relevant departments such as AMC, legal, ERM, internal audit to identify the compliance risk more timely and accurately and improve the effectiveness and efficiency of the controls on a ongoing basis.
3. Compliance Monitoring & Reporting (30%)
？ Conduct various compliance monitoring (daily, monthly, ad hoc), including but not limited to: daily post-trade compliance report in Bloomberg, Hundsun, Portia and BI; DOI; best execution; trade limit; trade allocation; manual confirmation, etc;
？ Ascertain the reason if there is any breach and develop remedy plans and follow up the status.
？ Develop various compliance reports according to the policies and submit to relevant parties on a timely basis.
4. Compliance Training (20%)
Conduct various trainings to the investment-related employees, including orientation, annual refresher and ad hoc trainings.

Job Requirements:
? Bachelor’s degree holder, in appropriate field (e.g. Accounting, Economics, Finance, Risk Management, Business Management or Law) with over 10 years solid work experience in the financial industry handling internal controls function.
? At least over 5+ years of compliance experience from asset management or unit trust/ mutual funds.
? Certified accountant or similar international qualification in accounting or law.
? Good command of written and spoken English and Mandarin.
? Good communication and interpersonal skills.
? Independent and strong self-initiative. 举报 分享

友邦保险在中国大陆的发展始于1992年，并于同年在上海设立分公司，是第一家获得独资营运牌照的非内地人寿保险公司。目前，友邦保险在中国大陆的业务范围已经扩展到北京市、深圳市、广东省和江苏省。作为第一家将保险营销员制度引进国内的保险公司，友邦保险建立了专业的保险营销员队伍，并通过多元化销售渠道，为客户提供一系列人寿保险、人身意外保险和医疗保险产品。

About AIA China

AIA China started its operations in Shanghai, China, in 1992 and was the first wholly-owned non-mainland Chinese life insurer to receive an operating licence. Today, AIA China has expanded into Beijing, Shenzhen, Guangdong and Jiangsu provinces. As the first insurer to introduce the agency system to China, AIA China has established a professional agency force and markets a range of life, accident and medical insurance products to customers through our multi-channel distribution system.