广州招聘

Job Description:

The Wholesale Client On-Boarding (WCOB) team is a global team with locations in major locations such as New York, Delaware, London, Bournemouth, Hong Kong and Singapore. The team functions in close partnership with Sales, Operations, Credit, Legal and Compliance to ensure efficient and timely on-boarding to the JPMorgan infrastructure.  WCOB plays a critical role in introducing new clients to our organization as well as ensuring full due diligence is done with respect to new and existing relationships. This team is responsible for the enforcement of controls associated with Know Your Client (KYC) and Anti Money Laundering (AML) regulatory requirements. 

 

The Client On-boarding Specialist is accountable for successfully on-boarding new clients for the Corporate & Investment Bank in a high quality and timely manner.  The Specialist is required to oversee the on-boarding of a client through a complex internal infrastructure, and applications.

 

Responsibilities:

? Manage the client on-boarding (including KYC) process

? Reviews KYC records submitted by KYC Analyst for accuracy / completeness / compliance with AML, Local and Corporate Due Diligence requirements.

? Identifies and communicates outstanding requirements or potential issues to KYC Analyst in a timely manner.

? Review and validate documents supporting evidence to the KYC record in the system.

? Liaises with Quality Assurance and Compliance during the Onboarding process.

? Provide guidance and oversight to Onboarding team with respect to policies, priorities and procedures

? Liaise with team leads within country and region to facilitate knowledge sharing

? Identify and execute process improvements and provide support on key process and technology initiatives

 

Key Skills

? Strong AML / KYC experience, with some knowledge of China regulatory requirements.

? Knowledge of financial industry with expertise in multiple lines of business and client types preferred

? Strong verbal and written communication skills in English and Chinese.

? Ability to directly address conflicts and escalate issues where appropriate and communicate effectively with all levels of management.

? Strong sense of accountability and ownership over end to end client on-boarding process.

? Detail-oriented with strong controls mindset and time management skills

? Self-starter, ability to multitask and work effectively under pressure and stress.

 

Qualifications

? B.A. Degree or equivalent

? Minimum 3-5 years’ experience in financial services operations or compliance, Investment Banking, client service, and audit.

 

 

J. P. Morgan is a leading global financial services firm. We are committed to deliver the best financial services solutions through our lines of business: Investment Bank, Asset Management and Treasury and Securities Services. Today, we serve one of the largest client franchises in the world, including many of the most prominent corporate, institutional and government clients. J. P. Morgan is part of JPMorgan Chase & Co., a leading global financial services firm with assets of over $2.0 trillion and operations in more than 60 countries.